2018 SUNDRY AMENDMENTS TO THE RULES AND REGULATIONS OF THE SECURITIES AND EXCHANGE COMMISSION, SEC, OF NIGERIA

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SECURITIES AND EXCHANGE COMMISSION, SEC 2018 SUNDRY AMENDMENTS TO THE RULES AND REGULATIONS OF THE COMMISSION

 

ONLINE COPY COMING SOON [OBTAIN PDF COPY FOR N1,000]

(It covers the following:

Major Amendment Proposals

a.     Proposed Amendment to Part C15 – Securities Clearing and Settlement Company, SCSC

Sundry Amendment Proposals

b.     Proposed Amendment to the Rule 40(5) on type of Public Company that may file earnings forecasts

c.      Proposed amendments to Rule 41(4) – Rules Relating to Publication of Interim Financial Statement (Re-Exposure)

d.     Proposed amendment to Schedule II of the Commission’s Rules and Regulations – Insertion of penalty for diversion/misapplication of Issue Proceeds (Re-Exposure))[DOWNLOAD PDF READ ONLINE]

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GET OTHER LAWS, RULES AND REGULATIONS OF THE INVESTMENT AND SECURITIES TRIBUNAL AND THE SECURITY AND EXCHANGE COMMISSION

[You may directly obtain PDF copies of any listed document in singles (N1,000)  or as a compendium (N8,000) by CLICKING HERE. Online copies are freely accessible]

1.     Compendium of SEC/IST Laws, Rules and Regulations listed below – N8,000 [DOWNLOAD PDF READ ONLINE]

2.     Investment and Securities Act – N1,000 [DOWNLOAD PDF READ ONLINE]

3.     Investment and Securities Tribunal, IST, Rules 2014 – N2,000 [DOWNLOAD PDF READ ONLINE]

4.    Investment and Securities Tribunal, IST, Rules Relating to the Complaints Management Framework of the Nigerian Capital Market [DOWNLOAD PDF  READ ONLINE]

5.     Securities and Exchange Commission Consolidated Rules and Regulations, 2013 – N2,000 [DOWNLOAD PDF  READ ONLINE]

6.     Securities and Exchange Commission Administrative Proceedings Committee Rules of Procedure  [N1000] [DOWNLOAD PDF  READ ONLINE]

7.     Code of Corporate Governance for Public Companies, 4 April 2011 – [N2,000] [DOWNLOAD PDF –  READ ONLINE]

8.       2018 Sundry Amendments to the Rules and Regulations of the Commission – N1000 [DOWNLOAD PDF    READ ONLINE]

9.     2017 Compendium of New Rules and Sundry Amendments (Actual and Proposed) to the Rules and Regulations of Securities and Exchange Commission, 2007 (Batch 1 and 2) – N2,000  [DOWNLOAD PDF READ ONLINE]

10.     Proposed amendment to Schedule II of the Commission’s Rules and Regulations- Insertion of penalty for diversion/misapplication of Issue Proceeds (Re-Exposure)) [DOWNLOAD PDF  READ ONLINE]

11.     2015 SEC Regulations for Demutualisation of Securities – N1,000 [DOWNLOAD PDF  READ ONLINE]

12.    SEC Rules on Securitisation – N1,000 [DOWNLOAD PDF  READ ONLINE]

13.    SEC Rules on Trading in Unlisted Securities – N500 [DOWNLOAD PDF  READ ONLINE]

14.   SEC Rules on Infrastructure Funds, Foreign Collective Investment Schemes and Sundry Amendments, 12 May 2014 – [DOWNLOAD PDF  READ ONLINE]


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