SEC RULES ON SECURITISATION
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SECURITIES AND EXCHANGE COMMISSION, SEC, RULES ON SECURITISATION
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GET OTHER LAWS, RULES AND REGULATIONS OF THE INVESTMENT AND SECURITIES TRIBUNAL AND THE SECURITY AND EXCHANGE COMMISSION
[You may directly obtain PDF copies of any listed document in singles (N1,000) or as a compendium (N8,000) by CLICKING HERE. Online copies are freely accessible]
1. Compendium of SEC/IST Laws, Rules and Regulations listed below – N8,000 [DOWNLOAD PDF READ ONLINE]
2. Investment and Securities Act – N1,000 [DOWNLOAD PDF READ ONLINE]
3. Investment and Securities Tribunal, IST, Rules 2014 – N2,000 [DOWNLOAD PDF READ ONLINE]
4. Investment and Securities Tribunal, IST, Rules Relating to the Complaints Management Framework of the Nigerian Capital Market [DOWNLOAD PDF READ ONLINE]
5. Securities and Exchange Commission Consolidated Rules and Regulations, 2013 – N2,000 [DOWNLOAD PDF READ ONLINE]
6. Securities and Exchange Commission Administrative Proceedings Committee Rules of Procedure [N1000] [DOWNLOAD PDF READ ONLINE]
7. Code of Corporate Governance for Public Companies, 4 April 2011 – [N2,000] [DOWNLOAD PDF – READ ONLINE]
8. 2018 Sundry Amendments to the Rules and Regulations of the Commission – N1000 [DOWNLOAD PDF READ ONLINE]
9. 2017 Compendium of New Rules and Sundry Amendments (Actual and Proposed) to the Rules and Regulations of Securities and Exchange Commission, 2007 (Batch 1 and 2) – N2,000 [DOWNLOAD PDF READ ONLINE]
10. Proposed amendment to Schedule II of the Commission’s Rules and Regulations- Insertion of penalty for diversion/misapplication of Issue Proceeds (Re-Exposure)) [DOWNLOAD PDF READ ONLINE]
11. 2015 SEC Regulations for Demutualisation of Securities – N1,000 [DOWNLOAD PDF READ ONLINE]
12. SEC Rules on Securitisation – N1,000 [DOWNLOAD PDF READ ONLINE]
13. SEC Rules on Trading in Unlisted Securities – N500 [DOWNLOAD PDF READ ONLINE]
14. SEC Rules on Infrastructure Funds, Foreign Collective Investment Schemes and Sundry Amendments, 12 May 2014 – [DOWNLOAD PDF READ ONLINE]
