SEC RULES ON TRADING IN UNLISTED SECURITIES

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SECURITIES AND EXCHANGE COMMISSION, SEC, RULES ON TRADING IN UNLISTED SECURITIES

ONLINE COPY COMING SOON [OBTAIN PDF COPY FOR N1,000]

GET OTHER LAWS, RULES AND REGULATIONS OF THE INVESTMENT AND SECURITIES TRIBUNAL AND THE SECURITY AND EXCHANGE COMMISSION

1.     Compendium of SEC/IST Laws, Rules and Regulations listed below – N8,000 [DOWNLOAD PDF READ ONLINE]

2.     Investment and Securities Act – N1,000 [DOWNLOAD PDF READ ONLINE]

3.     Investment and Securities Tribunal, IST, Rules 2014 – N2,000 [DOWNLOAD PDF READ ONLINE]

4.    Investment and Securities Tribunal, IST, Rules Relating to the Complaints Management Framework of the Nigerian Capital Market [DOWNLOAD PDF  READ ONLINE]

5.     Securities and Exchange Commission Consolidated Rules and Regulations, 2013 – N2,000 [DOWNLOAD PDF  READ ONLINE]

6.     Securities and Exchange Commission Administrative Proceedings Committee Rules of Procedure  [N1000] [DOWNLOAD PDF  READ ONLINE]

7.     Code of Corporate Governance for Public Companies, 4 April 2011 – [N2,000] [DOWNLOAD PDF –  READ ONLINE]

8.       2018 Sundry Amendments to the Rules and Regulations of the Commission – N1000 [DOWNLOAD PDF    READ ONLINE]

9.     2017 Compendium of New Rules and Sundry Amendments (Actual and Proposed) to the Rules and Regulations of Securities and Exchange Commission, 2007 (Batch 1 and 2) – N2,000  [DOWNLOAD PDF READ ONLINE]

10.     Proposed amendment to Schedule II of the Commission’s Rules and Regulations- Insertion of penalty for diversion/misapplication of Issue Proceeds (Re-Exposure)) [DOWNLOAD PDF  READ ONLINE]

11.     2015 SEC Regulations for Demutualisation of Securities – N1,000 [DOWNLOAD PDF  READ ONLINE]

12.    SEC Rules on Securitisation – N1,000 [DOWNLOAD PDF  READ ONLINE]

13.    SEC Rules on Trading in Unlisted Securities – N500 [DOWNLOAD PDF  READ ONLINE]

14.   SEC Rules on Infrastructure Funds, Foreign Collective Investment Schemes and Sundry Amendments, 12 May 2014 – [DOWNLOAD PDF  READ ONLINE]


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